DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••• W•••••• M••••• F•••• L••
Gross asset value
$1.1B
as of Oct 3, 2022; not a fund size
Peak GAV
$1.1B
highest filing
Owners
33
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
49%
Reported
26 filings
Mar 28, 2013 to Oct 3, 2022
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of Oct 3, 2022
Mar 28, 2013$156M then
Owners33 as of Oct 3, 2022
Mar 28, 201313 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-91339reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- Bank Of New York MellonNew York, New York
- CitibankNew York, New York
- LloydsLondon, United Kingdom
- M&T BankBuffalo, New York
- MacquarieSydney, Australia
- Morgan StanleyNew York, New York
- Societe GeneraleLondon, United Kingdom
- Stonex Financial Inc.Chicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons