DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••••• L••••••• M••••• F••• L•••
Gross asset value
$4.4B
as of Mar 15, 2024; not a fund size
Peak GAV
$4.8B
highest filing
Owners
17
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
90%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Nov 16, 2015 to Mar 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.4B as of Mar 15, 2024
Nov 16, 2015$1.2B then
Owners17 as of Mar 15, 2024
Nov 16, 201519 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-247615reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America CorporationNew York, New York · LEI 9DJT3UXIJIZJI4WXO774
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- J.P. Morgan Securities LLCNew York, New York
- Jefferies Financial Services, Inc.New York, New York · LEI O26QTPAJC1X7058KCW11
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons