DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••• F•••• L•••
Gross asset value
$46.1M
as of Jun 21, 2019; not a fund size
Peak GAV
$48.2M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
91%
Reported
9 filings
Jun 30, 2017 to Jun 21, 2019
Reporting history
one row per Form ADV filing
Gross asset value$46.1M as of Jun 21, 2019
Jun 30, 2017$30.2M then
Owners10 as of Jun 21, 2019
Jun 30, 201710 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 17% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
Across DFX
shared identifiers only
- M•••• F•••• L••• · peshared adv fund id
- M•••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons