DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M••••• C•••• D••••••••• M••••• F•••• L•

Private Equity Fundadvised byM••••• C•••• C•••••• M••••••••• L••asset manager805-4227298886no longer reportedIAPD
Gross asset value
$2.5M
as of Mar 31, 2015; not a fund size
Peak GAV
$58.9M
highest filing
Owners
119
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
37%
of the fund
Owned by funds
36%
fund-of-funds interests
Non-US owners
6%
Reported
12 filings
Mar 30, 2012 to Mar 31, 2015
Reporting history
one row per Form ADV filing
Gross asset value$2.5M as of Mar 31, 2015
Mar 30, 2012$58.9M then
Owners119 as of Mar 31, 2015
Mar 30, 2012151 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 9% of the adviser's clients investedreported
Form D file number
021-120048reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • J.P. M••••• Chase Bank, N.A.
    Dallas, Texas
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
37%reportedadviser and related persons