DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D• H••••••••• P••••••• I•• L•••
Gross asset value
$11.7M
as of May 11, 2023; not a fund size
Peak GAV
$170M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
61%
fund-of-funds interests
Non-US owners
34%
Reported
18 filings
Feb 9, 2012 to May 11, 2023
Reporting history
one row per Form ADV filing
Gross asset value$11.7M as of May 11, 2023
Feb 9, 2012$167M then
Owners29 as of May 11, 2023
Feb 9, 201231 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Comerica BankSan Jose, California · LEI 70WY0ID1N53Q4254VH70
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Wells Fargo Bank, National AssociationSalt Lake City, Utah · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- D• H••••••••• P••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons