DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Sfm Opportunities, L.P.

Private Equity Fundadvised byBrown Advisoryindependent RIA805-4245531759no longer reportedIAPD
Gross asset value
$1.4M
as of Dec 19, 2018; not a fund size
Peak GAV
$7.7M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Mar 21, 2012 to Dec 19, 2018
Reporting history
one row per Form ADV filing
Gross asset value$1.4M as of Dec 19, 2018
Mar 21, 2012$7.7M then
Owners20 as of Dec 19, 2018
Mar 21, 201217 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Virginia, United Statesreported
Clients solicited
yes, 6% of the adviser's clients investedreported
Form D file number
021-84351reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
6.0%reportedadviser and related persons