DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

E•••• O••••••• M••••• F••• L••

Hedge Fundadvised byC••••• M••••••••• L•••••asset manager805-4259742790no longer reportedIAPD
Gross asset value
$1.9B
as of Jun 9, 2016; not a fund size
Peak GAV
$1.9B
highest filing
Owners
372
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
19%
Reported
12 filings
May 28, 2013 to Jun 9, 2016
Reporting history
one row per Form ADV filing
Gross asset value$1.9B as of Jun 9, 2016
May 28, 2013$159M then
Owners372 as of Jun 9, 2016
May 28, 20139 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Capital Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Ag
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Morgan Stanley Private Bank, National Association
    Purchase, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
  • UBS Ag
    Stamford, Connecticut
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
18%reportedadviser and related persons