DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Nam Special Situations Fund I Qp LLC Series II Palantir
Private Equity Fundadvised byB. Riley Wealth Advisors, Inc.BD affiliated805-4261680387no longer reportedIAPD
Gross asset value
$32.1M
as of Aug 29, 2022; not a fund size
Peak GAV
$32.1M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
47 filings
Dec 19, 2017 to Aug 29, 2022
Reporting history
one row per Form ADV filing
Gross asset value$32.1M as of Aug 29, 2022
Dec 19, 2017$6.9M then
Owners24 as of Aug 29, 2022
Dec 19, 201765 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-299746reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Signature BankNew York, New York · LEI 13-4149421
Across DFX
shared identifiers only
- NAM Special Situations Fund I Qp LLC Series II Palantir · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons