DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• O••••••••• M••••• F•••• L•••
Gross asset value
$115M
as of Jun 6, 2024; not a fund size
Peak GAV
$37B
highest filing
Owners
12
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
36%
Reported
28 filings
Mar 30, 2012 to Jun 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$115M as of Jun 6, 2024
Mar 30, 2012$6.2B then
Owners12 as of Jun 6, 2024
Mar 30, 2012166 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-41379reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York Mellon Trust CompanyNew York, New York · LEI HPFHU0OQ28E4N0NFVK4
- Barclays Capital Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Chase Bank, N.A.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons