DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• L••• C•• A•••• L•••
Gross asset value
$3.4M
as of Jan 13, 2023; not a fund size
Peak GAV
$35.8M
highest filing
Owners
13
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
53%
of the fund
Owned by funds
53%
fund-of-funds interests
Non-US owners
91%
Reported
21 filings
Jun 26, 2014 to Jan 13, 2023
Reporting history
one row per Form ADV filing
Gross asset value$3.4M as of Jan 13, 2023
Jun 26, 2014$3.6M then
Owners13 as of Jan 13, 2023
Jun 26, 201413 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-9677059927reported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens Bank, N.A.Boston, Massachusetts
Across DFX
shared identifiers only
- H••••••• L••• C•• A•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 53%reportedadviser and related persons