DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R••••••• C•••••• I• L•
Private Equity Fundadvised byR••••••• M••••••••• L••asset manager805-4329447109no longer reportedIAPD
Gross asset value
$14.1M
as of Mar 30, 2020; not a fund size
Peak GAV
$247M
highest filing
Owners
95
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
37%
fund-of-funds interests
Non-US owners
23%
Reported
7 filings
Mar 31, 2015 to Mar 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$14.1M as of Mar 30, 2020
Mar 31, 2015$246M then
Owners95 as of Mar 30, 2020
Mar 31, 201594 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.New York, New York
- Citibank N.A.New York, New York
- First Republic BankNew York, New York
- U.S. BankNew York, New York
- Wilmington TrustWilmington, Delaware
Across DFX
shared identifiers only
- R••••••• C•••••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons