DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• C•••••• P••••••• 1• L•••••• P•••••••••
Gross asset value
$232M
as of Mar 20, 2024; not a fund size
Peak GAV
$492M
highest filing
Owners
31
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
37%
fund-of-funds interests
Non-US owners
27%
Reported
9 filings
Mar 30, 2018 to Mar 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$232M as of Mar 20, 2024
Mar 30, 2018$118M then
Owners31 as of Mar 20, 2024
Mar 30, 201816 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-289204reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America National AssociationCharlotte, North Carolina · LEI B4TYDEB6GKM2O031MB27
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Silicon Valley Bank, A Division Of First CitizensSanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
Across DFX
shared identifiers only
- H••••••• C•••••• P••••••• 1• L•••••• P••••••••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons