DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Pr68a
Gross asset value
$8.5M
as of Mar 29, 2018; not a fund size
Peak GAV
$44.5M
highest filing
Owners
87
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
99%
Reported
16 filings
Mar 30, 2012 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$8.5M as of Mar 29, 2018
Mar 30, 2012$44.5M then
Owners87 as of Mar 29, 2018
Mar 30, 2012312 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 55% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- MONEY MARKET FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Efg BankGeneva, Switzerland · related person of the adviser
- Northern Trust BankMiami, Florida
- Pershing Advisor Solutions LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons