DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
H•••• P••••••• K••••• L•••
Gross asset value
$952,608
as of Jan 20, 2021; not a fund size
Peak GAV
$1.0M
highest filing
Owners
39
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
17%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
69%
Reported
33 filings
Mar 28, 2013 to Jan 20, 2021
Reporting history
one row per Form ADV filing
Gross asset value$952,608 as of Jan 20, 2021
Mar 28, 2013$1.0M then
Owners39 as of Jan 20, 2021
Mar 28, 201339 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-232692reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase Bank, N.A.New York, New York
- JP Morgan Securities, LLCNew York, New York
Across DFX
shared identifiers only
- H•••• P••••••• K••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 17%reportedadviser and related persons