DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• C••••••• P•••••••• F••• I•• L•
Gross asset value
$95.6M
as of Aug 13, 2021; not a fund size
Peak GAV
$95.6M
highest filing
Owners
136
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
75%
Reported
7 filings
Mar 30, 2020 to Aug 13, 2021
Reporting history
one row per Form ADV filing
Gross asset value$95.6M as of Aug 13, 2021
Mar 30, 2020$60.5M then
Owners136 as of Aug 13, 2021
Mar 30, 2020107 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-346697reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Interactive Brokers LLCGreenwich, Connecticut
- Scotia Capital (USA) Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons