DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• S•••••••• G••••• I•• L•••
Gross asset value
$1.3B
as of Mar 28, 2024; not a fund size
Peak GAV
$1.7B
highest filing
Owners
85
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
23%
Reported
21 filings
Mar 30, 2018 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Mar 28, 2024
Mar 30, 2018$376M then
Owners85 as of Mar 28, 2024
Mar 30, 201844 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-298009reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCNew York, New York · LEI 254900TS5EWP83BEOU02
- Bank Of America, National AssociationP•••••••••, Rhode Island · LEI B4TYDEB6GKMZO031MB27
- Carta Securities, LLCSan Francisco, California
- Citibank N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- P••••••••• S•••••••• G••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons