DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
H••••••• C•• F••••••• L•••
Securitized Asset Fundadvised byH••••••• C•••••• M••••••••• L•••former805-4403936271no longer reportedIAPD
Gross asset value
$82.1M
as of Mar 18, 2021; not a fund size
Peak GAV
$170M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
11 filings
Apr 20, 2017 to Mar 18, 2021
Reporting history
one row per Form ADV filing
Gross asset value$82.1M as of Mar 18, 2021
Apr 20, 2017$152M then
Owners9 as of Mar 18, 2021
Apr 20, 20172 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Guernseyreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Custodial Services (Ireland) LimitedDublin, Ireland · LEI 0000093751
Across DFX
shared identifiers only
- A••• L••• F••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons