DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• G••••• M••••• ••••••• L••••••
Gross asset value
$59B
as of Oct 17, 2024; not a fund size
Peak GAV
$64B
highest filing
Owners
107
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
48%
Reported
58 filings
Dec 22, 2011 to Oct 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$59B as of Oct 17, 2024
Dec 22, 2011$781M then
Owners107 as of Oct 17, 2024
Dec 22, 201115 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-106344reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Bofa Securities, Inc.New York, New York
- Cantor Fitzgerald & Co.New York, New York
- Cf Secured, LLCNew York, New York
- Citibank, N.A London BranchLondon, United Kingdom
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs Bank Europe SeFrankfurt, Germany · LEI 8IBZUGJ7JPLH368JE346
- Goldman Sachs InternationalLondon, United Kingdom
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- J.P. Morgan Securities PlcLondon, United Kingdom
- Merrill Lynch InternationalLondon, United Kingdom
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Northern Trust CompanyChicago, Illinois
- Northern Trust InternationalJersey City, New Jersey
- Societe Generale America Securities LLCLondon, United Kingdom
- Societe Generale S.A.London, United Kingdom
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons