DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••••• P••••••• F•••• L•••
Gross asset value
$157M
as of Sep 11, 2026; not a fund size
Peak GAV
$157M
highest filing
Owners
31
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
69%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 27, 2019 to Sep 11, 2026
Reporting history
one row per Form ADV filing
Gross asset value$92.4M as of Mar 22, 2024
Mar 27, 2019$29.7M then
Owners31 as of Mar 22, 2024
Mar 27, 20198 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 33% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.New York, New York
- Jefferies LLCNew York, New York
- Mufg Bank, Ltd (Cayman)Georgetown, Cayman Islands
- Union BankSan Francisco, California · LEI OX3PU53ZLPQKJ4700D47
Across DFX
shared identifiers only
- P•••••••• P••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 69%reportedadviser and related persons