DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
N•••• B•• C•••••• F•••• L•••
Gross asset value
$89.1M
as of Mar 28, 2013; not a fund size
Peak GAV
$102M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 29, 2012 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$89.1M as of Mar 28, 2013
Mar 29, 2012$77.9M then
Owners58 as of Mar 28, 2013
Mar 29, 201255 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-106630reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase BankNew York, New York
- State Street Bank & Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons