DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•••••••• I••••• M••••• F••• L•••
Gross asset value
$7.5M
as of Sep 10, 2018; not a fund size
Peak GAV
$32.3M
highest filing
Owners
351
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
32%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
23 filings
Apr 28, 2014 to Sep 10, 2018
Reporting history
one row per Form ADV filing
Gross asset value$7.5M as of Sep 10, 2018
Apr 28, 2014$32.3M then
Owners351 as of Sep 10, 2018
Apr 28, 201425 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-185320reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Interactive Brokers LLCGreenwich, Connecticut
- Millennium Trust CompanyOak Brook, Illinois
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- E•••••••• I••••• M••••• F••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 32%reportedadviser and related persons