DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• C•• 2•••••• L•••
Gross asset value
$175M
as of May 6, 2016; not a fund size
Peak GAV
$550M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
53%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
May 17, 2013 to May 6, 2016
Reporting history
one row per Form ADV filing
Gross asset value$175M as of May 6, 2016
May 17, 2013$229M then
Owners17 as of May 6, 2016
May 17, 20137 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 33% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- CitibankNew York, New York
- Santander BankBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 53%reportedadviser and related persons