DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
B••••• S•••••• H•••••• • M•••••• P••••••••• F••••• L•
Gross asset value
$14.9M
as of Mar 28, 2024; not a fund size
Peak GAV
$22.9M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
32 filings
Mar 10, 2014 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$14.9M as of Mar 28, 2024
Mar 10, 2014$2.8M then
Owners32 as of Mar 28, 2024
Mar 10, 201412 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-207271reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- Bmo HarrisNew York, New York
- Capital OneNew York, New York
- Fifth Third BankAtlanta, Georgia
- Great Southern BankAtlanta, Georgia
- Key BankNew York, New York
- Regions BankAtlanta, Georgia
- Texas Capital BankDallas, Texas
- Wells Fargo BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons