DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••• Y••• T•••••• L•••

Private Equity Fundadvised byA••••••• S••••••••• L••asset manager805-4534513519no longer reportedIAPD
Gross asset value
$13.5M
as of Mar 30, 2021; not a fund size
Peak GAV
$36.4M
highest filing
Owners
18
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
15 filings
Feb 14, 2012 to Mar 30, 2021
Reporting history
one row per Form ADV filing
Gross asset value$13.5M as of Mar 30, 2021
Feb 14, 2012$34.6M then
Owners18 as of Mar 30, 2021
Feb 14, 201218 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-104356reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • JP Morgan Chase Bank N.A.
    Newark, Delaware
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons