DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• G•••• F•••• L••
Gross asset value
$20.2M
as of Mar 30, 2020; not a fund size
Peak GAV
$20.2M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
27%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Jan 5, 2016 to Mar 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$20.2M as of Mar 30, 2020
Jan 5, 2016$9.0M then
Owners25 as of Mar 30, 2020
Jan 5, 201615 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Ohio, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-1301530reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Rj Obrien Associates LLCChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 27%reportedadviser and related persons