DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
V•• P••••••• I••• L•••
Gross asset value
$206M
as of May 17, 2024; not a fund size
Peak GAV
$498M
highest filing
Owners
42
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
23%
Reported
19 filings
Mar 23, 2016 to May 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$206M as of May 17, 2024
Mar 23, 2016$498M then
Owners42 as of May 17, 2024
Mar 23, 201641 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-244323reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris BankChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- First Republic BankSan Francisco, California · LEI WC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Millennium Trust CompanyOak Brook, Illinois
Across DFX
shared identifiers only
- V•• P••••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons