DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• S•••• F•••••• P••••••••• L••
Gross asset value
$6.6B
as of Aug 7, 2024; not a fund size
Peak GAV
$8.5B
highest filing
Owners
543
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
46%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
53%
Reported
42 filings
Mar 30, 2012 to Aug 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$6.6B as of Aug 7, 2024
Mar 30, 2012$451M then
Owners543 as of Aug 7, 2024
Mar 30, 2012324 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York · LEI AC28XWWI3WIBK2824319
- Bnp Paribas Ny BranchNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas SaParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York · LEI RCNB6OTYUAMMP879YW96
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Deutsche Bank Ag LondonLondon, United Kingdom · LEI 7LTWFZYICNSX8D621K86
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- Morgan Stanley Equity Services Inc.New York, New York · LEI 549300IL2UEMC4MJYQ79
- Sg Americas Securities, LLCNew York, New York · LEI 549300F35UE0BOM1WJ55
- Societe GeneraleParis, France · LEI O2RNE8IBXP4R0TD8PU41
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- The Bank Of Nova ScotiaHalifax, Canada · LEI L3I9ZG2KFGXZ61BMYR72
- UBS Securities LLCNew York, New York · LEI T6FIZBDPKLYJKFCRVK44
- Wells Fargo Securities, LLCCharlotte, North Carolina · LEI VYVVCKR63DVZZN70PB21
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 46%reportedadviser and related persons