DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••••• P•••••• F•••• L•
Gross asset value
$10.5M
as of Jul 24, 2020; not a fund size
Peak GAV
$10.5M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$200,000
as reported
Adviser and related own
16%
of the fund
Owned by funds
63%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Oct 6, 2016 to Jul 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$10.5M as of Jul 24, 2020
Oct 6, 2016$750,000 then
Owners9 as of Jul 24, 2020
Oct 6, 20163 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-271812reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Mb Financial Bank, N.A.Chicago, Illinois
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 16%reportedadviser and related persons