DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• C•••••• M••••• F•••• L•••
Gross asset value
$1.6B
as of Jul 3, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
471
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
42%
Reported
14 filings
Nov 6, 2018 to Jul 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Jul 3, 2024
Nov 6, 2018$36.1M then
Owners471 as of Jul 3, 2024
Nov 6, 201820 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-321873reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- J.P. Morgan Securities LLCNew York, New York
- Jefferies Financial Services, Inc.New York, New York · LEI O26QTPAJC1X7058KCW11
- Jefferies LLCNew York, New York
- Morgan Stanley & Co International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- Morgan Stanley Equity Services Inc.New York, New York · LEI 549300IL2UEMC4MJYQ79
- The Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
- S••••• C•••••• M••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons