DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••• G•••••• M••••••••• B••••••• F•••• L•••
Other Private Fundadvised byL••••• G•••••• W••••• M••••••••• L••former805-4597016197no longer reportedIAPD
Gross asset value
$24.2M
as of Oct 16, 2015; not a fund size
Peak GAV
$39.1M
highest filing
Owners
74
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 27, 2012 to Oct 16, 2015
Reporting history
one row per Form ADV filing
Gross asset value$24.2M as of Oct 16, 2015
Mar 27, 2012$39.1M then
Owners74 as of Oct 16, 2015
Mar 27, 201272 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-89348reportedthe join to the Form D offering
- Type as written
- PRIVATE FUND CONSISTING PRIMARILY OF MUTUAL FUNDS, BUT ALSO CONTAINING OTHER PRIVATE REAL ESTATE INVESTMENTSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Financial Services LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons