DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• E••••• I••••••••• L•
Gross asset value
$5.6M
as of Dec 3, 2014; not a fund size
Peak GAV
$124M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
61%
fund-of-funds interests
Non-US owners
35%
Reported
7 filings
Mar 29, 2012 to Dec 3, 2014
Reporting history
one row per Form ADV filing
Gross asset value$5.6M as of Dec 3, 2014
Mar 29, 2012$124M then
Owners15 as of Dec 3, 2014
Mar 29, 201223 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-9015900409reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-58555reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Financial Services LLCBoston, Massachusetts
- UBS Securities LLCNew York, New York
- Umb Bank, N.AKansas City, Missouri
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons