DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R• C•••••• P••••••• L•
Gross asset value
$224M
as of Jul 26, 2024; not a fund size
Peak GAV
$344M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
67%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Apr 6, 2021 to Jul 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$224M as of Jul 26, 2024
Apr 6, 2021$109M then
Owners15 as of Jul 26, 2024
Apr 6, 202125 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-260929reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bofa Securities, Inc.New York, New York
- Clear Street LLCNew York, New York
- Interactive Brokers LLCGreenwhich, Connecticut
- Northern Trust CompanyJersey City, New Jersey
Across DFX
shared identifiers only
- R• C•••••• P••••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 67%reportedadviser and related persons