DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•• C••••••• L••

Hedge Fundadvised byS•• M••••••••• L••former805-4626172221IAPD
Gross asset value
$18.6M
as of Mar 20, 2023; not a fund size
Peak GAV
$1.4B
highest filing
Owners
24
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
93%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Mar 31, 2017 to Mar 20, 2023
Reporting history
one row per Form ADV filing
Gross asset value$18.6M as of Mar 20, 2023
Mar 31, 2017$125M then
Owners24 as of Mar 20, 2023
Mar 31, 20179 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-231532reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Apex Clearing Corporation
    Dallas, Texas
  • Clear Street LLC
    New York, New York
  • Interactive Brokers LLC
    Greenwich, Connecticut
  • Ftx US Derivatives
    Miami, Florida · LEI 549300UG0YZD2A0QYQ41
  • Signature Bank
    New York, New York · LEI VLP5AP0XK2GM6GKD1007
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
93%reportedadviser and related persons