DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••• E••••••• M•••••• F•••
Other Private Fundadvised byS••••••• W••••• I••••••••• P••••••••• L••former805-4626889229no longer reportedIAPD
Gross asset value
$326M
as of Jun 26, 2012; not a fund size
Peak GAV
$326M
highest filing
Owners
200
beneficial owners reported
Minimum investment
$1,600
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
2 filings
Mar 30, 2012 to Jun 26, 2012
Reporting history
one row per Form ADV filing
Gross asset value$326M as of Jun 26, 2012
Mar 30, 2012$326M then
Owners200 as of Jun 26, 2012
Mar 30, 2012200 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- United Kingdomreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- FOREIGN FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And Trust CompanyEdinburgh, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons