DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L•• D••••••••• O••••••••• M••••• F••• L•
Gross asset value
$179M
as of May 2, 2017; not a fund size
Peak GAV
$179M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
May 17, 2016 to May 2, 2017
Reporting history
one row per Form ADV filing
Gross asset value$179M as of May 2, 2017
May 17, 2016$176M then
Owners1 as of May 2, 2017
May 17, 20161 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch Professional Clearing Corp.New York, New York
- Bbva Compass Bancshares, Inc.Houston, Texas
- Citibank, N.A.New York, New York
- Interactive Brokers Corp.Chicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons