DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Luma Pep Xix

Private Equity Fundadvised byLuma Capitalindependent RIA805-4642512782IAPD
Gross asset value
$3.7M
as of Mar 31, 2024; not a fund size
Peak GAV
$3.7M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$40,000
as reported
Adviser and related own
16%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 31, 2017 to Mar 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.7M as of Mar 31, 2024
Mar 31, 2017$0 then
Owners10 as of Mar 31, 2024
Mar 31, 201710 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Florida, United Statesreported
Clients solicited
yes, 17% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Finemark National Bank & Trust
    Naples, Florida
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
16%reportedadviser and related persons