DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••• G••••• R•••••••• • I••••••••• L••••••••• L•••
Gross asset value
$1.2M
as of Dec 17, 2014; not a fund size
Peak GAV
$1.3M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
60%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Jan 17, 2012 to Dec 17, 2014
Reporting history
one row per Form ADV filing
Gross asset value$1.2M as of Dec 17, 2014
Jan 17, 2012$1.1M then
Owners7 as of Dec 17, 2014
Jan 17, 20128 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-3950541293reported
- Fund of funds
- yesreported
- Organized in
- Pennsylvania, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-128865reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 60%reportedadviser and related persons