DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• L••• F••• C••••••••• L•••
Other Private Fundadvised byU•• A•••• M••••••••• ••••••••• L••mixed wealth805-4655511704no longer reportedIAPD
Gross asset value
$1.2M
as of Dec 18, 2024; not a fund size
Peak GAV
$5.1M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$8,333
as reported
Adviser and related own
52%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
101 filings
Mar 30, 2012 to Dec 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.2M as of Aug 27, 2024
Mar 30, 2012$4.7M then
Owners4 as of Aug 27, 2024
Mar 30, 201218 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-4635411456reported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- OTHER PRIVATE FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Apex Fund Services (Cayman) Ltd.Grand Cayman, Cayman Islands · LEI 549300CX0YOWPNTQ2Z70
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- C••••• S••••• S••••• L••• F••• C••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 52%reportedadviser and related persons