DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• C•••••• P••••••• M••••• F••• L•
Gross asset value
$247M
as of Oct 31, 2024; not a fund size
Peak GAV
$771M
highest filing
Owners
340
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
25%
Reported
13 filings
Mar 31, 2021 to Oct 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$247M as of Oct 31, 2024
Mar 31, 2021$181M then
Owners340 as of Oct 31, 2024
Mar 31, 2021150 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-289934reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Anchorage Trust CompanySioux Falls, South Dakota
- Axos BankSan Diego, California · LEI 2549009X2AG1P20YAJ63
- Celedon Financial Group, LLCWilmington, Delaware · LEI 254900ZAGFYE27TEDD40
- Coinbase Custody Trust Company, LLCNew York, New York · LEI 549300ZHW72BH3BM4Q58
- Etana Custody SolutionsDenver, Colorado · LEI 254900XAOBBM7HQIR408
- Wintrust Funds GroupNorthbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
- Wedbush Securities Inc.Los Angeles, California · LEI 549300CSX55MXZ47EI78
Across DFX
shared identifiers only
- B••••••••• C•••••• P••••••• M••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons