DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••• M•••• S••••••••• F••• L••
Gross asset value
$115M
as of Dec 24, 2013; not a fund size
Peak GAV
$115M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 29, 2012 to Dec 24, 2013
Reporting history
one row per Form ADV filing
Gross asset value$115M as of Dec 24, 2013
Mar 29, 2012$64.7M then
Owners3 as of Dec 24, 2013
Mar 29, 20129 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-158479reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America N.A.New York, New York
- Barclays Bank PlcLondon, United Kingdom
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse InternationalLondon, United Kingdom
- Credit Suisse Securities (Europe) LtdLondon, United Kingdom
- Deutsche Bank (Ag)London, United Kingdom
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Goldman, Sachs & Co.New York, New York
- J. P. Morgan Chase Bank N.A.New York, New York
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Group IncNew York, New York
- Morgan Stanley Capital Services IncNew York, New York
- Nomura Global Financial Products IncNew York, New York
- Nomura International PlcLondon, United Kingdom
- UBS AgLondon, United Kingdom
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons