DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••• 5••
Gross asset value
$69.4M
as of Mar 28, 2024; not a fund size
Peak GAV
$73.0M
highest filing
Owners
5
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
99%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 7, 2018 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$69.4M as of Mar 28, 2024
Mar 7, 2018$30.0M then
Owners5 as of Mar 28, 2024
Mar 7, 201827 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dbs Bank (Hong Kong) LimitedHong Kong, Hong Kong
- Hsbc Securities (USA) Inc.San Francisco, California
- J.P. Morgan Securities LLCNew York, New York
- First Republic BankMenlo Park, California · LEI 7H6GLXDRUGQFU57RNE97
- Morgan StanleyWalnut Creek, California
- Silicon Valley BankSanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- HsbcHong Kong, Hong Kong
- UBS Financial Services Inc.San Francisco, California
- Wells Fargo BankSan Francisco, California
Across DFX
shared identifiers only
- F••• 5•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons