DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•• P•••••• O••••••••• F••• I• L•
Gross asset value
$658M
as of Mar 11, 2024; not a fund size
Peak GAV
$658M
highest filing
Owners
84
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
15%
Reported
8 filings
Nov 5, 2020 to Mar 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$658M as of Mar 11, 2024
Nov 5, 2020$137M then
Owners84 as of Mar 11, 2024
Nov 5, 202041 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-372951reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- Northern TrustChicago, Illinois
Across DFX
shared identifiers only
- D•• P•••••• O••••••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons