DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• C•••• A••• I• L•••
Hedge Fundadvised byO•• C•••• A•••• M••••••••• L•••asset manager805-4757085540no longer reportedIAPD
Gross asset value
$931,000
as of Aug 29, 2017; not a fund size
Peak GAV
$103M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
50%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Feb 29, 2012 to Aug 29, 2017
Reporting history
one row per Form ADV filing
Gross asset value$931,000 as of Aug 29, 2017
Feb 29, 2012$10.7M then
Owners17 as of Aug 29, 2017
Feb 29, 201221 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-106637reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- B.N.P. Paribas (Swaps)New York, New York
- B.N.P. Paribas Ny BranchNew York, New York
- Bank Of America N.A. (Swaps Desk)New York, New York
- Barclays Bank (Swaps)New York, New York
- Citibank (Swaps)New York, New York
- Citigroup Financial Products (Swaps)New York, New York
- Credit Suisse International (Swaps)New York, New York
- Credit Suisse Securities (Europe) (Swaps)New York, New York
- Deutsche Bank (Swaps Desk)New York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs International (Swaps)New York, New York
- Hsbc Bank USA, N.A.New York, New York
- J.P. Morgan Chase Bank (Swaps Desk)New York, New York
- J.P. Morgan Securities LLCNew Yok, New York
- Morgan Stanley & Co. International Plc (Swaps)New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Group (Swaps)New York, New York
- Morgan Stanley Capital Services Inc. (Swaps)New York, New York
- The Royal Bank Of Scotland Plc (Swaps)London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 50%reportedadviser and related persons