DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•• E••••••• M••••• F•••• I••••• M••••• F•••• L••

Hedge Fundadvised byN•• M••••••••• L•asset manager805-4761403818IAPD
Gross asset value
$2.3B
as of Apr 30, 2024; not a fund size
Peak GAV
$5.9B
highest filing
Owners
149
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
73%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
23%
Reported
26 filings
Mar 5, 2012 to Apr 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.3B as of Apr 30, 2024
Mar 5, 2012$2.0B then
Owners149 as of Apr 30, 2024
Mar 5, 201241 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 45% of the adviser's clients investedreported
Form D file number
021-129358reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank N.A.
    New York, New York
  • Citigroup Global M•••••S Inc.
    New York, New York
  • Deutsche Bank Ag
    London, United Kingdom
  • Hsbc
    London, United Kingdom
  • Hsbc Securities (USA) Inc.
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • UBS Ag
    London, United Arab Emirates
  • UBS Securities LLC
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
73%reportedadviser and related persons