DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W••• S••••• C••••• P••••••• ••••• S••
Gross asset value
$500M
as of Nov 22, 2024; not a fund size
Peak GAV
$500M
highest filing
Owners
5
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
7 filings
Mar 28, 2024 to Nov 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value$500M as of Nov 22, 2024
Mar 28, 2024$500M then
Owners5 as of Nov 22, 2024
Mar 28, 20245 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc SingaporeSingapore, Singapore
- BarclaysNew York, New York
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Carta Securities, LLCSan Francisco, California
- Citibank N.A.New York, New York
- G•••••• S•••• & Co. LLCNew York, New York · related person of the adviser
- JP Morgan Chase Bank, NaNew York, New York
- Macquarie Bank LimitedSydney, Australia
- Morgan Stanley Capital Services LLCNew York, New York
- Principal BankMinneapolis, Minnesota
- Societe Generale Bank & TrustLuxembourg, Luxembourg
- U.S. Bank Trust Company, National AssociationChicago, Illinois
Across DFX
shared identifiers only
- W••• S••••• C••••• P••••••• ••••• S•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons