DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• L•
Gross asset value
$1.1B
as of May 6, 2024; not a fund size
Peak GAV
$1.7B
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
33 filings
Apr 26, 2013 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of May 6, 2024
Apr 26, 2013$1.4B then
Owners4 as of May 6, 2024
Apr 26, 20134 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- California, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- MULTI-STRATEGY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Phoenix, Arizona
- Continental Stock Transfer & TrustNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- JP Morgan Chase BankNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- A••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons