DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•• M••••• Q•••••••• F•••• L•••
Gross asset value
$121M
as of Mar 25, 2014; not a fund size
Peak GAV
$121M
highest filing
Owners
73
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
7%
Reported
5 filings
Feb 17, 2012 to Mar 25, 2014
Reporting history
one row per Form ADV filing
Gross asset value$121M as of Mar 25, 2014
Feb 17, 2012$116M then
Owners73 as of Mar 25, 2014
Feb 17, 201280 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman, Sachs & Co.New York, New York
- Goldman, Sachs InternationalLondon, United Kingdom
- Hongkong & Shanghai Banking Corporation Limited (Tokyo)Tokyo, Japan
- JP Morgan Chase Bank NaSan Antonio, Texas
- Morgan Stanley & Co International LtdLondon, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons