DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
D• E• S••• A•• C•••••• G••••• A•••• E•••••••• P••••••••• L•••••
Gross asset value
$556M
as of Aug 9, 2024; not a fund size
Peak GAV
$2.2B
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
35 filings
May 1, 2013 to Aug 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$556M as of Aug 9, 2024
May 1, 2013$201M then
Owners16 as of Aug 9, 2024
May 1, 20132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-190173reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Bnp Paribas Securities Corp.New York, New York · LEI RCNB6OTYUAMMP879YW96
- Credit Suisse InternationalLondon, United Kingdom · LEI E58DKGMJYYYJLN8C3868
- Credit Suisse Securities (Europe) LimitedLondon, United Kingdom · LEI DL6FFRRLF74S01HE2M14
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank AgFrankfurt, Germany · LEI 7LTWFZYICNSX8D621K86
- Deutsche Bank Securities Inc.New York, New York
- Fidelity Global Brokerage Group, IncBoston, Massachusetts · LEI 549300ZA3W0M0O9BHO64
- Hsbc Bank PlcLondon, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- Invesco Advisers, Inc.Atlanta, Georgia · LEI O37NHJVF7S22I1ONOU83
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- Jpmorgan Chase Bank N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley Institutional Liquidity FundsBoston, Massachusetts · LEI 5493000A332Y142SOW84
- Northern Trust Investments, Inc.Chicago, Illinois · LEI BEL4B8X7EHJU845Y2N39
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- State Street Institutional Investment TrustBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons