DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•••• P•••••••• A•• I• L••

Gross asset value
$41,503
as of May 24, 2021; not a fund size
Peak GAV
$525,084
highest filing
Owners
19
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
23 filings
Mar 20, 2013 to May 24, 2021
Reporting history
one row per Form ADV filing
Gross asset value$41,503 as of May 24, 2021
Mar 20, 2013$98,950 then
Owners19 as of May 24, 2021
Mar 20, 2013116 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-4834126194reported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-104152reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • The Bank Of New York Mellon
    Wilmington, Delaware
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
18%reportedadviser and related persons