DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••• I••••• O••••••• M••••• F•••• L•••

Gross asset value
$51.5M
as of Mar 27, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
212
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
70%
Reported
30 filings
Apr 2, 2012 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$51.5M as of Mar 27, 2024
Apr 2, 2012$12.3M then
Owners212 as of Mar 27, 2024
Apr 2, 201255 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-198863reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • Goldman Sachs & Co. LLC
    Chicago, Illinois
  • Millennium Trust Company Dba Inspira Financial
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons